(A pdf version of Ch. 1 is at the bottom of the page)
101. QUALIFICATIONS AND RESPONSIBILITIES
PROCEDURES FOR PURCHASE, SALE AND TRANSFER
103. PURCHASE OF MEMBERSHIP AND MECHANICS OF PURCHASE
103.A. Purchase of Membership
103.B. Mechanics of Purchase
105. APPLICATION FOR MEMBERSHIP
105.A. Application Process for Members Accessing the Trading Floor
105.B. Application Process for Members Not Requesting Access to the Trading Floor
105.C. Application for Floor Broker’s or Floor Trader’s License
106. TRANSFERS, SECURITY TRANSACTIONS, AND AUTHORIZATIONS TO TRANSFER OR SELL
106.A. Authorization to Sell
106.B. Security Transactions
106.C. Family Transfers
106.D. Futures Industry Transfers
106.E. Unconditional Bequests and Bona Fide Gifts of Membership
106.F. Clearing Member
106.G. Transfer to Wholly-Owned Entities
106.H. Trading Member Firm
106.I. Affiliate Member Firm
106.J. Equity Member Firm
106.K. Transfer to a Trust
106.L. [Reserved]
106.M. Transfer to Joint Tenants With Right of Survivorship
106.N. [Reserved]
106.O. [Reserved]
106.P. Transfer to a Family Limited Partnership
106.Q. [Reserved]
106.R. Electronic Corporate Member Firm
106.S. Family of Funds Member Firm
106.T. Transfer Restrictions on Series B-3 (GIM) Memberships
106.U. Transfer to an Acquiring Member Firm or an Affiliated Member Firm
108. [RESERVED]
110. CLAIMS AGAINST MEMBERSHIP, APPLICATION OF PROCEEDS
111.-119. [RESERVED]
PRIVILEGES AND RESPONSIBILITIES
122. MEMBERSHIP DUES AND ASSESSMENTS PAYABLE
123. COMPLIANCE WITH THE COMMODITY EXCHANGE ACT
124. VIOLATIONS OF COMMODITY EXCHANGE ACT
125. [RESERVED]
126. MEMBERSHIP EDUCATION PROGRAMS
127. TRADING AND SOLICITATION PRIVILEGES
128. FULL MEMBER CBOE “EXERCISE” PRIVILEGE
129. CBOT MINI-SIZED CONTRACT PERMIT HOLDERS’ TRADING PRIVILEGES
130. [RESERVED]
INVOLUNTARY SALE
131. EXPULSION FOR FRAUD OR DISHONESTY PRIOR TO ELECTION TO MEMBERSHIP
132. [RESERVED]
133. SALE OF MEMBERSHIP WHEN MEMBER DEFAULTS
134.-194. [RESERVED]
INTERPRETATION & SPECIAL NOTICES RELATING TO CHAPTER 1
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